Client Lifecycle
& Regulatory Solutions

Explore our Client Lifecycle and Regulatory Software & Services

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Overview
Who We Serve
Our Solutions
Featured Content
Events & Webinars
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OVERVIEW

Target a single regulatory requirement or transform entire end-to-end processes with our industry-leading capabilities.

Explore our suite of interoperable solutions and services – built and brought together to solve the most complex problems across client reference data, client lifecycle management, regulatory adherence and document management.

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Who We Serve

We have purposefully brought together a suite of fully integrated and highly configurable, end-to-end solutions with our global network to enhance cross-organizational transparency, efficiency and customer experience.

SOLUTIONS FOR

Private Markets

Transform onboarding efficiency and pre-trade compliance with an interoperable ecosystem of technology, data, and service capabilities that solve complex regulatory and compliance challenges.

SOLUTIONS FOR

Investment Banks

Digitalize and streamline your existing compliance and onboarding frameworks.

SOLUTIONS FOR

The Buy Side

Accelerate time to market with solutions that bring greater speed, transparency and coordination to your client lifecycle and compliance processes.

Talk to our experts

Want to learn more about Client Lifecycle and Regulatory Solutions? Request to speak to us.

Our Solutions

Find the right solution for your needs

Client Reference Data Solutions

Streamline & Simplify

Create a streamlined entity data exchange directly from your client for onboarding, KYC, credit, tax and legal processes.

Counterparty Manager

Counterparty Manager is a comprehensive service that allows you to engage with your counterparties, exchange and track entity and onboarding information securely, and address your regulatory compliance requirements.

Certificate Compliance

Automate the outreach, collection, validation, and mapping of suitability certificates so you can complete due diligence sooner and clear your pre-trade pathway.

Client lifecycle management Solutions

Clarify & Control

Bring greater visibility and control to complex client lifecycle workflow with integrated data, outreach and managed services.

CLM Pro

Rapidly implement our highly configurable solution that delivers cross-organizational clarity, compliance and operational ease and efficiency.

KYC Technology

Automate, validate, and integrate all your required KYC data, avoiding any disruption to business operations.

Outreach 360

An industry leading technology platform to drive effective client communication by managing and tracking counterparty outreach, documentation, negotiation and communication.

Investor Onboarding

Automating the collection of subscription, KYC, tax documents, and more digitally for onboarding efficiency, real-time compliance checks, and enhanced investor experience.

Onboarding Accelerator

Automated and customizable end-to-end solution that streamlines the workflow, including KYC, tax, regulatory, and legal.

Global Regulatory Solutions

Collect & Exchange

Improve regulatory adherence with sophisticated tools and services that facilitate the capture and exchange of regulatory documentation.

ISDA Amend

Manage the complexity of multi-jurisdictional regulations with a solution that enables you to digitize, negotiate, and amend collateral agreements online.

Notices Hub

Replace unreliable, time-consuming notification processes with a secure, online platform that supports real-time delivery and receipt.

Document Management Solutions

Create & Negotiate

Unlock critical data within counterparty documents and increase efficiencies across contract creation, negotiation and amendment.

Request for Amendment

Providing an automated solution for the buyside and sellside to process, manage, and maintain umbrella trading documentation through request for amendment letters.

Agreement Intelligence

Share client, tax, regulatory, and constitutional documents and data with counterparties to support account onboarding, KYC, credit, tax, and legal review.

Document Solutions

Discover, analyze, leverage and share the intelligence hidden in your organization, formation, AML, regulatory and legal documents.

ISDA Create + RFA

Streamline onboarding with an online platform for drafting, negotiating, and executing ISDA agreements with fully auditable, machine-readable results.

Scalable Capacity,
Solved.

Strengthen & Scale
Enhance a specific area of your organization – or your entire operation – to scale, seize opportunity and accelerate growth.

Trusted by Financial Markets

S&P Global Client Lifecycle and Regulatory Solutions are trusted by a vast community of financial market participants.

41,000+

buy-side organizations contributing to platform

350,000+

legal entities maintained in Counterparty Manager

1,700,000+

legal entity events processed in 2024

90%+

of the global investment banks

Case Studies

KYC through Managed Services

Find out why a leading German institution chose to manage international KYC through S&P Global Managed Services.

European inter-dealer broker

Discover the process, the pain points, the solution and end results of working in partnership with a leading European inter-dealer broker.

Featured Content

Brittany Garland, Head of Regulatory and Compliance

What is the biggest challenge customers face around CLM and how are we solving for this?

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Discover the Redesigned ISDA Create Platform

Access the on-demand session where product experts from ISDA and S&P Global Market Intelligence take you through the basics of drafting, negotiating, and executing ISDA agreements via ISDA Create.

Golden Gate Bridge, San Francisco

Re-envisioning Client Lifecycle Management

What does the future of client lifecycle management hold? Read this whitepaper to find out.

Confident businesswoman using smartphone

Are You Ready to Comply with the Corporate Treasury Act?

The CTA Beneficial Ownership Reporting rules went into effect on January 1, 2024.

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Unlock the Power of Your Legal Data with ISDA Create, Powered by CreateiQ

Discover how firms are unlocking the power in their legal data by adopting new processes and technologies.

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T+1 Integration: What the future holds

S&P Global and DTCC have recently integrated their respective solutions Onboarding Accelerator and ALERT.

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Learn how to negotiate trading agreements online

Understand the methods by which you can access the tool as a standalone web application and/or through its integration with the Counterparty Manager platform provided by S&P Global Market Intelligence.

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Are you prepared for the new counterparty fields?

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Are you prepared for the Canadian Business Conduct Rules?

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CLM Pro Product Information

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Re-envisioning Client Lifecycle Management

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Client Lifecycle Management Provides compliance across every stage for all customers

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DTCC and S&P Global Market Intelligence Partner to Accelerate T+1 Readiness

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S&P Global Market Intelligence to Collaborate with DTCC on T+1 Offering

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Are you Ready to Comply with the Corporate Transparency Act (CTA)?

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Regulatory & Compliance 'Best Outsourcing Provider 2024': Winner interview

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Leading inter-dealer broker manages industry outreach case study

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Leading German institution manages international KYC through S&P Global Managed services case study

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Navigating the Corporate Transparency Act (CTA)

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CLM Pro: Accelerate your Client Lifecycle Management video

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SME Corner Series - The Future of Tax Filing: Embracing Modernized e-Filing

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Chartis Risk - Vendor Analysis Report

Upcoming Events & Webinars

Join us at these flagship industry events or sign up for one of our thought leadership webinars to connect with our experts and gain valuable insights.

Path to Net Zero

InvestOps Connect

Join us in London at the InvestOps Connect to meet with COOs and Heads of Investment Operations.

Request Follow Up

Want to learn more about Client Lifecycle & Regulatory Solutions? Complete this short form to speak with one of our specialists.

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