CLIENT LIFECYCLE & REGULATORY SOLUTIONS
AI and Data Solutions
for Onboarding, Due Diligence, and Compliance
OVERVIEW
AI purpose-built for the client lifecycle
AI can accelerate your progress, but only when it is grounded in trusted data, governed workflows, and the realities of regulated markets. S&P Global's AI-enabled Client Lifecycle and Regulatory Solutions help you transform fragmented onboarding, due diligence, compliance, monitoring, and regulatory operations into connected, intelligent workflows.
Designed to meet you wherever you are on your AI journey, our capabilities can be accessed through S&P Global platforms, workflow solutions, APIs, or AI co-worker environments to embed trusted intelligence into the way you already operate.
The result is faster onboarding, stronger compliance, better client experiences, and AI applied where it delivers measurable impact with the transparency, control, and auditability regulated institutions require.
Who we serve
Built for your part of the client lifecycle
S&P Global is re-architecting client lifecycle and regulatory workflows for the AI era. Powered by One Entity, our trusted intelligence data layer connects, documentation, regulatory context, lifecycle events, and operational history, giving agentic workflows the governed data and context they need to operate at scale to deliver faster onboarding, smarter reviews, consistent decisions, explainable exceptions, and scalable execution without linear cost.
AI Capabilities
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Full Journey
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Onboard & Collect
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Verify & Diligence
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Screen & Monitor
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Orchestrate End-to-end
Onboarding gets faster and cleaner, with client data captured and validated from day one.
Sharper reviews. Agentic due diligence keeps analysts focused on material risk.
Continuous, auditable monitoring that produces fewer false positives and leaves no gap between onboarding and ongoing review.
One orchestrated lifecycle, with straight-through processing across teams and decisions you can explain.
Data
As client lifecycle and regulatory processes become increasingly AI-driven, access to trusted, ingestible data is critical. S&P Global combines data on 200,000+ entities, primary-source connectivity, and integrated reference datasets within a golden-source framework governed by domain-specific logic. With full data lineage, auditability, and transparency built into every record, organizations can make more informed onboarding, compliance, and regulatory decisions while maintaining visibility into where data originates, how it changes, and why.
Partner Data
A single platform for client lifecycle and regulatory workflows provides access to trusted registry, compliance, legal entity, and market infrastructure data through a curated partner ecosystem.
Integration
Connect S&P Global’s data, workflow, document intelligence, screening, and regulatory capabilities into the systems, platforms, and AI environments where your teams already work.
Our AI Technology Foundation
Still a nascent technology, AI has already transformed the possibilities for financial institutions and market participants of every kind. We are building a foundation capable of supporting innovation while upholding the rigorous fiduciary and regulatory requirements our clients are tasked with upholding.
Agentic Workflow Orchestration
S&P Global agentic solutions are built on a platform that connects discrete processes and orchestrates tasks and hand-offs across onboarding, reviews, remediation, and offboarding. This foundation routes work efficiently across teams, supports STP across jurisdictions, provides explainable, auditable decisions by design, and ensures exceptions are handled consistently and escalated for human review where necessary.
MCP & AI Infrastructure
An authoritative, consolidated, governed, and continuously refreshed source of entity data is generated by a network of 200k+ entities and extracted from documents to create structured intelligence that powers trusted downstream decisions and workflows. With full lineage and audit, every data point is regulator ready and permissioned to facilitate seamless movement across processes.
Data Governance
All S&P Global AI solutions follow Model Context Protocol (MCP), an open-source standard that allows AI models to securely and seamlessly connect across all Client Lifecycle and Regulatory Solutions, including CLM Pro, Counterparty Manager, Outreach 360, Onboarding Accelerator, SSI Automate, ISDA Amend, ISDA Create + RFA, Intelligent DocExtract, and many more, plus your external tools, databases, and data sources.
Our Approach
We leverage deep domain expertise across capital markets and regulatory frameworks and extensive experience in building integrated financial technologies to create AI solutions that fit the way you work.
Request Follow Up
See how AI-enabled workflows can help you onboard faster, review smarter, and operate with confidence.
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