trending Market Intelligence /marketintelligence/en/news-insights/trending/p4blz88lqxu9_mdcv9mudg2 content esgSubNav
In This List

Wall Street moves: Cowen hires i-banker; bank analyst joining Hovde

Blog

Banking Essentials Newsletter 2021: December Edition

Blog

Automating Credit Risk Surveillance Using Statistical Models

Blog

Post-webinar Q&A: Speed and Scalability – Automation in Credit Risk Modeling

Case Study

A Chinese Bank Takes Steps to Minimize Risks as it Supports International Trade


Wall Street moves: Cowen hires i-banker; bank analyst joining Hovde

S&P Global Market Intelligence presents a weekly rundown of selected executive management changes among the major Wall Street investment banks and other notable moves. The changes are listed by announcement date in reverse chronological order.

Oct. 17

Compass Point Research & Trading LLC analyst Vivek Agrawal has left the company, a company representative told S&P Global Market Intelligence. Compass Point is reallocating resources to focus mortgage-related products under analyst Chris Gamaitoni.

______________________________

Bank equity research analyst William Curtiss is departing from Piper Jaffray Cos. and is expected to join Hovde Group LLC, according to a source familiar with the matter.

______________________________

Houlihan Lokey Inc. appointed Jonathan Harrison as a managing director in the business services group. Harrison joined from Robert W. Baird.

Oct. 16

SagePoint Financial Inc. added Mesa, Ariz.-based Droeg Financial Services and Utah-based Kranenburg Accounting and Tax Service to its network of affiliates. In addition, existing SagePoint affiliates Veritas Wealth Management, Bluegrass Wealth Management and Midwest Financial Advisors hired individual advisers with a combined $179 million in assets under advisement.

______________________________

Matthew Sansbury and Alex Bugallo joined Hilltop Securities Inc.'s public finance division as managing directors. Sansbury and Bugallo previously worked at Stifel Nicolaus & Co. Inc.

Oct. 15

Maxim Group LLC named Tate Sullivan senior vice president and senior industrials analyst. Sullivan joined from Sidoti & Co. LLC.

______________________________

Jérôme Brassart will join Perella Weinberg Partners LP as a managing director in its advisory business, effective January 2019. Brassart previously worked with Credit Suisse.

Oct. 12

Goldman Sachs Group Inc. is increasing the number of personnel to be relocated to Frankfurt by April 2019 in the wake of Brexit, Bloomberg News reported.

Oct. 11

Ken Neuman joined Steward Partners Global Advisory LLC's Morristown, N.J., office as a senior vice president and wealth manager. Neuman earlier worked with Morgan Stanley.

______________________________

Frederic Seegal joined Cowen Inc. unit Cowen & Co. LLC as managing director and vice chairman of investment banking. Seegal joined from PJ Solomon Securities LLC.