trending Market Intelligence /marketintelligence/en/news-insights/trending/3xtijbumpywegcxos_p0fa2 content
Log in to other products

Login to Market Intelligence Platform

 /


Looking for more?

Contact Us

Request a Demo

You're one step closer to unlocking our suite of comprehensive and robust tools.

Fill out the form so we can connect you to the right person.

If your company has a current subscription with S&P Global Market Intelligence, you can register as a new user for access to the platform(s) covered by your license at Market Intelligence platform or S&P Capital IQ.

  • First Name*
  • Last Name*
  • Business Email *
  • Phone *
  • Company Name *
  • City *
  • We generated a verification code for you

  • Enter verification Code here*

* Required

In this list

UK FCA proposes widening scope of taping regime under MiFID II

IoT and AI Aid Critical Event Management to Battle COVID-19, but Deployment could Raise Privacy Concerns

Video

The Global Impact of COVID-19

Australia And New Zealand Telcos Launch Special Packs Amidst COVID-19 Outbreak

COVID-19: The 451 Research Take


UK FCA proposes widening scope of taping regime under MiFID II

In its third consultation paper on the implementation of therevised Markets in Financial Instruments Directive II, or MiFID II, the U.K.Financial Conduct Authority proposed to apply the taping regime to a wider rangeof activities to include portfolio management services and corporate financebusiness.

This would help deter individuals from potentiallycommitting market abuse, the FCA noted.

Smaller financial advisers, exempt from the taping regime,would also be included under the proposal. MiFID II requiresrecords to be stored for five years, with such requirement extendable to sevenyears in specific cases.

The invitation to comment on the consultation paper is openuntil Jan. 4, 2017. MiFID II is due to come into effect Jan. 3,2018.