CLIENT LIFECYCLE & REGULATORY SOLUTIONS
For Custodians and Sub-Custodians
Stay one step ahead of regulatory change, resource constraints, and complex compliance and audit requirements with an interoperable ecosystem of technology, data, and managed services.
OVERVIEW
Navigate regulatory requirements, mitigate risk, and streamline the workflow between clients, custodians and sub-custodians with interoperable technology and data solutions.
Capabilities that deliver
"Organizations should be thinking about their technology decisions and what that means for their customers as well as themselves. There is real potential for industry collaboration to drive change as a collective."
Dave Stubbins
Commercial Product Director
Key Features
Reference Data
Ingest, augment and manage reference data including entity data, AUM/NAV, certificate compliance.
Workflows
Streamline the client lifecycle from end to end, including onboarding, account opening and lifecycle events management, STP automation, outreach, KYC and offboarding.
Document Management
Manage the contract lifecycle, digitize documentation, extract intelligence from digital documents and manage negotiations.
Regulatory Compliance
Manage regulatory compliance, ISDA protocols and regulatory standardization using protocols, certificates and data from ISDA Amend.
Optimize the Flow of Data and Documentation Across the Custodian Chain
Custodians
Pass account-opening data and documentation directly to local market participants and provide direct transparency to clients on the status of requests
Sub-custodians
Scale up to support high transaction volumes across multiple global custodians with a configurable workflow that reflects the unique regulatory requirements of your jurisdiction.
Our Solutions
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