Webinar

Understanding SEC Rule 10c-1a: What You Need to Know Before January 2, 2026

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Summary

Join this informative webinar presented by Cappitech and Pirum on SEC Rule 10c-1a, designed to provide crucial insights into the upcoming regulatory changes that will impact your reporting obligations. As the go-live date approaches on January 2, 2026, it's essential for all stakeholders to understand the implications of this rule.

  • An overview of Rule 10c-1a and its objectives
  • Key provisions and requirements of the regulation
  • How the rule affects your organization and industry
  • Practical steps to ensure compliance before the deadline

 

Speakers

Jonathan  Tsang

S&P Global Market Intelligence

Jonathan Tsang

Head of Business Development EMEA, Cappitech


Thomas  Veneziano

Pirum

Thomas Veneziano

Director North American Head of Product


Questions?

Please contact us if you need more information or have trouble accessing the webinar.