Summary
Join this informative webinar presented by Cappitech and Pirum on SEC Rule 10c-1a, designed to provide crucial insights into the upcoming regulatory changes that will impact your reporting obligations. As the go-live date approaches on January 2, 2026, it's essential for all stakeholders to understand the implications of this rule.
- An overview of Rule 10c-1a and its objectives
- Key provisions and requirements of the regulation
- How the rule affects your organization and industry
- Practical steps to ensure compliance before the deadline
Speakers
S&P Global Market Intelligence
Jonathan Tsang
S&P Global Market Intelligence Cappitech
Head of Business Development EMEA, Cappitech
Mr. Tsang oversees Business Development for S&P Global Market Intelligence, Cappitech in Europe and is responsible for leading the expansion of our regulatory reporting capabilities. Mr. Tsang has over 15 years’ experience covering collateral management, trade support and regulatory reporting. Most recently he managed
Pirum
Thomas Veneziano
Pirum
Director North American Head of Product
Thomas joined Pirum in July of 2022 as North American Head of Product, to help Pirum’s expansion into the U.S. post trade market, after spending 11 years at Citibank managing Agency Lending Operations. Thomas has 35 years of industry experience, spanning operations, trading, and prime brokerage. Prior to Citi, Thomas worked at Daiwa Securities in Operations and Treasury Finance Trading, Barclays Bank in Middle Office, Sales and Treasury Finance Trading, Bank of America in Fixed Income Prime Broker, and Treasury Finance Trading. Wells Fargo managing Agency Lending Operations.
Thomas also acted as Co-Chair to the Risk Management Association Operations and Tech committee prior to joining Pirum.
Questions?
Please contact us if you need more information or have trouble accessing the webinar.