Summary
Hear from industry experts S&P Market Intelligence Cappitech, Botsford Associates and the Ontario Securities Commission (OSC) on the CSA OTC derivatives trade reporting rewrite. The panel will discuss the background/context of the rewrite, overview of the regulation, key timelines and how firms should start preparing for the upcoming changes.
- What’s changing to the current requirements?
- Timelines and key milestones
- Impact to CFTC and SEC reporting firms
- Best practices on preparation and testing
Speakers
S&P Global Market Intelligence
Igor Kaplun
S&P Global Market Intelligence
Head of Consulting - Cappitech
Igor Kaplun serves as Executive Director, Head of Consulting, S&P Global Market Intelligence Cappitech and is responsible for leading the expansion of Cappitech Consulting capabilities globally. Mr. Kaplun has deep expertise in OTC derivatives, G20 regulatory reporting and post trade services. Prior to joining S&P Global Market Intelligence, Mr. Kaplun spent 11 years at CME Group, most recently as Head of the North America Trade Repository business. Earlier in his career Mr. Kaplun worked in market data, trade operations and support, product marketing and sales. Mr. Kaplun holds a bachelor’s in business administration and master’s in international business from the University of Florida.
Botsford Associates
Scott Kerr
Managing Director, Regulatory and Business Transformation
Ontario Securities Commission
Meng Wang
Senior Derivatives Analyst
Meng Wang is Senior Derivatives Analyst at the Ontario Securities Commission. In this role, she focuses on analyzing over-the-counter derivatives data for systemic risk oversight, developing market monitoring solutions, and supporting policy decisions. As part of her duties at the OSC, she also participates in a variety of domestic and international regulatory committees with a view to improving the quality of derivatives data through greater harmonization of derivatives trade reporting standards across jurisdictions. Before joining the OSC, she held several roles at leading financial institutions, where she gained extensive experience in market data analysis and risk management. Meng is a CFA charterholder and holds a Bachelor’s degree in criminology from the University of Toronto.
Ontario Securities Commission
Tim Reibetanz
Senior Legal Counsel
Tim Reibetanz is Senior Legal Counsel at the Ontario Securities Commission, where his responsibilities include developing Ontario’s derivatives regulatory framework, providing advice within the OSC on derivatives and other financial products, representing the OSC on domestic and international regulatory committees, and engaging with market participants. With over ten years of derivatives regulatory experience, Tim was previously Senior Counsel & Director in the Legal & Regulatory Compliance Group at Bank of Montreal, where he advised on global regulatory matters involving derivatives and other financial products. Before joining BMO, Tim practiced corporate law at Blake, Cassels & Graydon LLP. Tim holds an Honours Bachelor of Arts with High Distinction and a Master of Arts from the University of Toronto. He also earned a Bachelor of Civil Law and Bachelor of Laws with Distinction from McGill University, where he was an editor of the McGill Law Journal and Canadian Guide to Uniform Legal Citation and clerked at the Quebec Court of Appeal.