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Summary
The CTA Beneficial Ownership Reporting rules went into effect on January 1, 2024, creating reporting obligations to the Financial Crimes Enforcement (FinCEN) for many businesses formed or operating in the United States. These rules require companies found to be in-scope for the regulations to report to FinCEN their beneficial owners in a Beneficial Ownership Information Report (BOI Report).
Join our webinar on 7 March, where experts from S&P Global Market Intelligence will share essential strategies and tools designed to assist organizations in navigating and complying with the CTA.
Topics to be discussed during the webinar include:
- Corporate Transparency Act Overview
- In-scope v. Exempt Entities
- Remediation of Existing Entities
- Entity Formations & Amendments
- Annual Reporting
- Industry Observations
Speakers
Adam Goldberg
Regulatory and Compliance SME
Adam Goldberg is the regulatory subject expert for the Regulatory & Compliance business at S&P Global Market Intelligence.
Adam Goldberg is the regulatory subject expert for the Regulatory & Compliance business at S&P Global Market Intelligence. Adam has specific expertise related to derivatives and the Dodd-Frank Wall Street Reform and Consumer Protection Act from his time working on Capitol Hill as a law clerk on the US Senate Permanent Subcommittee on Investigations and for two of the principal drafters of the Dodd-Frank Act, Sen. Carl Levin (D-MI) and Rep. Barney Frank (D-MA). Adam formerly worked at Arent Fox LLP, Mitsubishi UFJ Financial Group (MUFG), PwC Consulting and Barclays, where he worked in a variety of advisory functions focused on helping large financial institutions implement reforms following the global financial crisis. At MUFG, Adam was the principal regulatory subject matter expert within the Internal Audit Department of the Americas, leading audits of the Americas Volcker Program and their Syndications business.
S&P Global Market Intelligence
David Lane
S&P Global Market Intelligence
Global Head of Managed Services - Client Lifecycle Management and Regulatory Outreach
David Lane is the global head of Managed Services for Client Lifecycle Management and Regulatory Outreach at S&P Global Market Intelligence. David is responsible for implementing efficient processes to support clients in meeting their regulatory obligations through client communications, data reporting, staff augmentation and subject matter expertise. With nearly 10 years’ experience at S&P Global, David has overseen numerous large-scale client initiatives for both buy side and sell side firms. These initiatives have included FATCA/CRS compliance, derivative regulations, Onboarding, KYC, and AML. David earned a bachelor’s degree in political science from the University of Connecticut in the United States.
S&P Global Market Intelligence
Michelle Ruggiero
Executive Director, Client Lifecycle & Regulatory Solutions
Michelle Ruggiero is a director within Regulatory & Compliance Solutions at S&P Global Market Intelligence.
Michelle Ruggiero is an Executive Director within Client Lifecycle & Regulatory Solutions at S&P Global Market Intelligence, where she leads Client Lifecycle Management and Client Reference Data.
In this role, she drives automation and efficiency for asset managers, hedge funds, corporations, broker-dealers, custodians, and fund administrators, ensuring they meet their client lifecycle and regulatory requirements through the Counterparty Manager suite of solutions.
With extensive expertise in Client Lifecycle Management—including onboarding, KYC, credit risk, tax, global regulatory compliance, workflow, and project management—Michelle brings a wealth of knowledge to her position. Prior to joining S&P Global, she spent five years in the Operations division at Barclays, focusing on the Client Onboarding team.
Michelle holds a bachelor’s degree in finance and economics from Rutgers University in the United States.
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