-
Summary
On October 13th the SEC voted to adopt the final rules for SEC 10c-1a which introduces new reporting requirements for firms in the U.S. securities lending market. Our regulatory and subject matter experts from S&P Cappitech and Pirum will review implications of the regulation and what it means for the industry.
Agenda topics:
- Overview of the regulation
- Implementation timelines
- Open Questions
- Regulatory Reporting Solutions
Speakers
Tom Veneziano
North American Head of Product
Tom joined Pirum in July of 2022 as North American Head of Product, to help Pirum’s expansion into the U.S. post trade market, after spending 11 years at Citibank managing Agency Lending Operations.
Tom joined Pirum in July of 2022 as North American Head of Product, to help Pirum’s expansion into the U.S. post trade market, after spending 11 years at Citibank managing Agency Lending Operations. Tom has 35 years of industry experience, spanning operations, trading, and prime brokerage. Prior to Citi, Tom worked at Daiwa Securities in Operations and Treasury Finance Trading, Barclays Bank in Middle Office, Sales and Treasury Finance Trading, Bank of America in Fixed Income Prime Broker, and Treasury Finance Trading. Wells Fargo managing Agency Lending Operations.Tom also acted as Co-Chair to the Risk Management Association Operations and Tech committee prior to joining Pirum.
S&P Global Market Intelligence
Jonathan Tsang
S&P Global Market Intelligence Cappitech
Head of Business Development EMEA, Cappitech
Mr. Tsang oversees Business Development for S&P Global Market Intelligence, Cappitech in Europe and is responsible for leading the expansion of our regulatory reporting capabilities. Mr. Tsang has over 15 years’ experience covering collateral management, trade support and regulatory reporting. Most recently he managed
Event Support