S&P DJI is committed to continuous engagement and cooperation with our regulatory stakeholders. Our internal processes, policies and procedures are aligned with industry best practices as well as rules and regulations impacting our business.
The IOSCO Principles for Financial Benchmarks articulate policy guidance and principles for benchmark-related activities.
Information on regulations implemented by the EU and certain other jurisdictions with respect to the use of financial indices.
The EU Benchmark Regulation applies to the use of, provision of, and contribution to indices used as financial benchmarks in the EU. Learn more about the regulation as it relates to S&P DJI through the following resources.
In August 2014 ESMA updated its guidelines on the requirements that index-tracking UCITS should meet. A summary of S&P DJI’s position in relation to the ESMA Guidelines is available here.