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Cappitech Reporting Solutions

Best-in-class Trade and Transaction Reporting Solutions

Automated, accurate and future-proofed reporting for financial services and corporates

Request more information
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Award-winning solution that meets the fast-evolving needs of our clients.

As a global leader in trade and transaction reporting, Cappitech has been providing RegTech solutions for over two decades. Our cloud-based, cross-regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. Join our 500+ customers who easily monitor their multi-jurisdiction reporting for MIFID, EMIR, SFTR, ASIC, MAS, HKMA, JFSA, CFTC, Canadian reporting, SEC and other global reporting regimes using our user-friendly web-based analytics dashboard

Get the transparency you need to achieve CAT (Complete, Accurate and Timely) reporting using the most technologically advanced platform in the market. Our platform has the power to manage, process and analyse large quantities of data for reporting purposes, at the click of a button. No matter what asset class coverage you need we have you covered, with our coverage that includes Rates, Credit, FX, Equities and Commodities and ETF.

With access to our strong team of 240+ S&P Global Market Intelligence Cappitech employees that have overseen implementations for ~1,000 regimes on behalf of our clients, you will always have the support and expertise you need. Our regulatory reporting expertise spans across Americas, EMEA and APAC and we have won multiple awards and recognition for our solution, technology and service.

Learn More

Contact Us

United Kingdom: +44 808 189 1177
Americas: +1 617 866 5118
Israel: +972 9 9702700
Asia Pacific: +604 291 3600

Email: regreporting@spglobal.com


>500

Customers Buy & Sell side EU, North America and APAC

>10%

of the entire EU trading volume

10

TRs & ARMs connected

Speak to one of our regulatory reporting experts today See for yourself why 500+ firms trust us with their regulatory compliance and save money doing so.
CONTACT OUR EXPERTS

Best in class single unified platform for global transaction reporting

Delivering complete, accurate and timely reporting

Single unified platform
Cross jurisdictional
Scalable
Future-proof
Expert support
Secure
Unparalleled network
Thought leader
Wondering if it is better to build or buy your transaction reporting solution? As the industry has matured and the pressure to keep up with regulations increases, many organizations are contemplating if using a vendor to help them report is more efficient, cost-effective and will bring them better results. Download our report to see what is right for you.
Download Report

Our full suite of regulatory reporting solutions can help you

Report in a correct, accurate and timely manner
Keep up with regulations: future-proofed for existing and new regulations
Get a single view for transparency, reporting and monitoring
Manage your audit workflow and KPIs
Access global regulatory expertise
Easily switch with quick integration, agnostic to data source, system or format
Lower your cost of ownership the classic of build vs. buy
Managed Services for Regulatory Reporting Providing assessment, operational insights and additional capacity for day-to-day support and bespoke regulatory reporting implementations
Learn More

 

Videos


Cappitech Regulatory Reporting Solution


Fireside chat: approaches to regulatory trade reporting

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Our Products and Solutions

  • EMIR
  • MIFID Ii/MiFIR
  • SFTR
  • ASIC
  • MAS
  • CFTC
  • Canadian Reporting
  • FinFrag
  • HKMA
  • JFSA
  • Delegated Reporting
  • PPA Reporting
  • Best Execution
  • Reconciliation
  • Managed services
As crypto regulations evolve around the world, partner with a trusted provider to navigate the landscape and help you stay compliant. Trade reporting is a critical regulatory requirement that will likely capture Crypto linked derivatives in the U.S., Europe and APAC as is the case for all types of derivatives products that fall under the G20 mandate to improve transparency and reduce systemic risk in the OTC derivatives marketplace. Global Regulatory Reporting Solutions is an industry leader in handling complex derivatives transactions, automating workflows for reporting and providing transparency and insights for clients to ensure they meet their compliance obligations.
Learn More

As crypto regulations evolve around the world, partner with a trusted provider to navigate the landscape and help you stay compliant. Trade reporting is a critical regulatory requirement that will likely capture Crypto linked derivatives in the U.S., Europe and APAC as is the case for all types of derivatives products that fall under the G20 mandate to improve transparency and reduce systemic risk in the OTC derivatives marketplace. Global Regulatory Reporting Solutions is an industry leader in handling complex derivatives transactions, automating workflows for reporting and providing transparency and insights for clients to ensure they meet their compliance obligations.

LEARN MORE



Awards

 
 
 


Regulatory Reporting Content

SFTR Post Implementation Survey
Managing core challenges for trade reporting compliance in Asia
S&P Global's Integrated Reporting Case Study: Brandywine Global Investment Management
CFTC Reporting Rules Rewrite: Time to Act
Preparing for SEC SBSR Reporting & CFTC Rules Rewrite
MAS OTC Derivative Reporting– Final Phase
Webinar On-demand: Best Practices for Integrated Regulatory Reporting Across Multiple Jurisdictions

 

Terms and Conditions

  • Cappitech Terms and Conditions

 

FAQ

What is regulatory reporting?

The mandatory submission of data in prescribed formats by financial institutions due to regulatory requirements including, for example transaction reporting to a trade repository for; ASIC, Canada, CFTC, EMIR, HKMA, MAS and MiFID. This data provides transparency to various regulators which allows them to perform their regulatory mandates which include; market abuse, competition and systemic risk. There are different regulatory reporting requirements, which must be submitted to the relevant regulatory bodies on a daily, monthly, quarterly, semi-annual and annual basis.

What is a trade repository?

A registered entity that collects and maintains records of transactions, such as The Depository Trust & Clearing Corporation (DTCC), Hong Kong Exchanges (HKEX) and CME Group. These electronic platforms act as registries of over-the-counter (OTC) derivatives, exchange traded derivatives, and securities financing transactions.

What is trade and transaction reporting?

Trade reporting focuses on ensuring public transparency and transaction reporting is used to provide more detailed transparency to regulators, which allows regulators to detect and prevent market abuse, and assess systemic risks.

What is the difference between EMIR and MiFID II reporting?

EMIR requires transaction details to be reported to trade repositories by both counterparties for both OTC and exchange traded derivatives. The trade repositories try to match transactions together based on Unique Transaction Identifiers (UTIs). The National Competent Authority's (NCAs) and central banks use this data to perform their regulatory oversight of systemic risk. MiFID II requires trade reporting to the public and transaction reporting to NCAs for equities, bonds, listed derivatives and OTC derivatives. The NCAs use this data to perform their regulatory oversight including market abuse and competition.

What is the difference between CFTC and Canadian reporting?

Both Canadian and the Commodity Futures Trading Commission (CFTC) require single sided transaction reporting with the obligation to report falling on the reporting counterparty which is typically the Derivatives Dealer in Canada and the Swap Dealer under CFTC. Unlike CFTC which has a single regime, Canadian reporting is split across 13 provinces and territories including Ontario Securities Commission, Manitoba Securities Commission and Authorite des marches financiers (Quebec). Different firms fall under the jurisdiction of different regulators based on several factors and often transactions need to be reported to multiple regulators within Canada.

What is reportable under MiFID II?

MiFID II requires trade reporting to the public and transaction reporting to National Competent Authority's (NCAs) for equities, bonds, listed derivatives and OTC derivatives. The NCAs use this data to perform their regulatory oversight including market abuse and competition.

What is EMIR transaction reporting?

EMIR requires transaction details to be reported to trade repositories by both counterparties for both OTC and exchange traded derivatives. The trade repositories try to match transactions together based on Unique Transaction Identifiers (UTIs). The National Competent Authority's (NCAs) and central banks use this data to perform their regulatory oversight of systemic risk.

Speak to our experts

Pierre Khemdoudi

Senior Vice President, Network & Regulatory Solutions, S&P Global Market Intelligence

Ronen Kertis

Managing Director, Head of Global Regulatory Reporting, S&P Global Market Intelligence

Struan Lloyd

Executive Director, Sales, S&P Global Market Intelligence

Aaron Hallmark

Executive Director, S&P Global Market Intelligence Cappitech

Ron Finberg

Product Specialist Director at S&P Global Market Intelligence Cappitech

Igor Kaplun

Head of Business Development, S&P Global Market Intelligence Cappitech

Fabien Romero

Executive Director - Head of Transaction Reporting Managed Services, S&P Global Market Intelligence Cappitech

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