This consultation is no longer open. The survey below is provided for reference purposes only. You will not be able to interact with it.

  • Step 1About You
  • Step 2Survey
  • Step 3Submit
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    • Company *
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    S&P DJI makes responses to consultations freely available upon request with redacted individual and company names unless requested to be confidential. Do you wish for your response to remain confidential?*


      • Do you agree with the proposal that S&P DJI should consider cumulative market capitalization coverage in determining the market capitalization dollar ranges such that the S&P 500 market capitalization guideline captures approximately 85% of the three-month average cumulative market capitalization of the TMI universe, the S&P MidCap 400 index captures the 85-93rd percentile of the average three-month cumulative mkt cap of the TMI universe, and the SmallCap 600 captures the 93rd-99 percentile the three-month average cumulative market capitalization of the TMI universe?
      • Over the past 5 years (2017-2021), the average annual turnover for the S&P 500, MidCap 400, and SmallCap 600 were approximately 3.96%, 20.36% and 20.50% respectively (see table in Appendix C for additional annual turnover data). How much additional annual turnover would be acceptable to ensure that the S&P Composite 1500 indices continue to reflect the updated market capitalization guidelines more closely?
      • Do you agree with the proposal to loosen the FALR criteria (see FALR definition in Appendix A) from 1.00 to 0.75 which will increase the available number of eligible candidates?
      • Are there other liquidity measures that should supplement or even replace FALR as an eligibility criteria?
      • Do you have any other comments or feedback on the proposed changes outlined above?
  • Please be advised that all comments from this consultation will be reviewed and considered before a final decision is made; however, S&P DJI makes no guarantee nor is under any obligation to comply with any of the responses. The survey may result in no changes or outcome of any kind. If S&P DJI decides to change the index methodology, an announcement will be posted on our website.


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