trending Market Intelligence /marketintelligence/en/news-insights/trending/ZiAki65KyLjfm-IoKgBa9A2 content
Log in to other products

Login to Market Intelligence Platform


Looking for more?

Contact Us

Request a Demo

You're one step closer to unlocking our suite of comprehensive and robust tools.

Fill out the form so we can connect you to the right person.

  • First Name*
  • Last Name*
  • Business Email *
  • Phone *
  • Company Name *
  • City *
  • We generated a verification code for you

  • Enter verification Code here*

* Required

In This List

UK FCA extends Senior Managers and Certification Regime to 47,000 entities

Digital Banking Battles Will Play Out In Southeast Asias Shopping Cart

Street Talk Episode 56 - Latest bank MOE shows even the strong need scale to thrive

South State CenterState MOE Shows Even The Strong Need Scale To Thrive

Talking Bank Stocks, Playing The M&A Trade With Longtime Investor

UK FCA extends Senior Managers and Certification Regime to 47,000 entities

The U.K. Financial Conduct Authority extended the Senior Managers and Certification Regime to include all solo-regulated firms, effective Dec. 9.

The regulation already applied to companies in the banking and insurance sectors.

With the extension to about 47,000 companies, the U.K. Approved Persons Regime has been replaced in its entirety.

The new system of regulation encourages greater individual responsibility and accountability. It will ensure that staff are certified as "fit and proper" to perform their respective roles.

The regulator said all firms will be required to comply with the conduct rules for relevant staff by Dec. 9, 2020.