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Report: Morningstar to settle with SEC over bond ratings
Fintech Intelligence Digital Newsletter: May 2021
Street Talk Episode 76: Record pace of fintech M&A, funding in Q1'21 has legs
Street Talk – Episode 76: Record pace of fintech M&A, funding in Q1'21 has legs
Fintech Intelligence Digital Newsletter: April 2021
Morningstar Inc. is close to a settlement with the Securities and Exchange Commission over alleged violations of rules that prohibit ratings analysts from being involved in sales and marketing for their companies, The Wall Street Journal reported, citing people familiar with the matter.
The settlement involves ratings on asset-backed securities, and the company could be on the hook for several million dollars, according to the report.
Morningstar and the SEC declined to comment to the Journal.