trending Market Intelligence /marketintelligence/en/news-insights/trending/6C2fjJphCFWKuTKqEw0SQw2 content esgSubNav
Log in to other products

 /


Looking for more?

Contact Us
In This List

Sterling Global Strategies fined by SEC

Blog

Banking Essentials Newsletter: May Edition

Blog

Latin American and Caribbean Market Considerations Blog Series: Focus on IFRS 9

Blog

Banking Essentials Newsletter: April Edition - Part 2

Blog

The Evolution of Cloud Banking: Successful Implementation & Frameworks


Sterling Global Strategies fined by SEC

The U.S. Securities and Exchange Commission ordered Sterling Global Strategies LLC to pay $175,000 as civil money penalty for making material misstatements and omissions to its clients and potential clients in advertisement of back-tested performance of the Sterling Tactical Rotation Index.

The company's back-tested performance calculations contained errors and deviated from the pricing methodology, among other failings.

A cease and desist order was also issued by the SEC against Sterling Global.